As a Registered Investment Adviser in the State of Michigan, Triumph Investment Advisory Group is held to a much higher standard than traditional firms that provide financial products. Triumph’s income is derived entirely from a fee based structure and accepts no commissions (either upfront or back end) from any investments or services offered or used. The fee based approach ensures that your interests always come first.
Under the Investment Advisers Act of 1940, Sections 206 and 211 (g) (1), registered investment advisers have a fiduciary responsibility to their clients.
The fiduciary duty means that an investment adviser, by law, has a fundamental obligation to act in the best interest of client's.
The fiduciary duty requires investment advisers to provide investment advice that is the client's best interest.
An investment adviser subject to the fiduciary duty owes its clients a duty of undivided loyalty and utmost good faith.
An investment adviser, subject to the fiduciary duty, must provide full and fair disclosure of all material facts to clients and prospective clients.
Under SEC and similar state rules, registered investment advisers are required to deliver to clients and prospective clients a brochure disclosing information about its firm. These disclosures cover important topics such as the investment adviser's qualifications, advisory services offered, fees and compensation, methods of analysis, record of any disciplinary actions and possible conflicts of interest, if any.
You can rest assured that Triumph will always act in your best interests.
Before moving forward with any investment, financial planning, retirement planning, or cash management service we go through careful, in depth, and personal conversations to better understand your situation. This fact gathering process is to ensure that we have a complete picture of where you are currently and what you would like to accomplish.
All clients receive:
Same day response to inquiries
Investment plans delivered within one week upon all information being provided
Financial plans and retirement plans delivered within one week upon all information being provided
Cash management/financial concierge services enacted upon within two weeks
Budget analysis reviewed and discussed onsite with follow-up
- Access to our Client Portal